agree to accept service of process to vest personal jurisdiction over them in any of these courts. Each party acknowledges and agrees that it is REGULATIONS OF AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, AST Short Form TA Agreement (January 2012) (2) and 30877200-v2-AST Transfer Agency Agreement 6/20/2012 American Stock, Transfer & Trust Company 6201 15th Avenue, Brooklyn, NY 11219 To transfer ownership of your American Express certificated shares, you must contact the Company's transfer agent, Computershare. The Central Index Key (CIK) is used on the SEC's computer systems to identify corporations and individual people who have filed disclosure with the SEC. NAST, LLC is an online stock transfer agent, financial services provider and consulting firm, with expertise in traditional services - as well as integration of new technologies. The shares will be reissued in the survivor's name only. its applicable regulatory authorities and auditors. www.astfinancial.com . American Stock Transfer & Trust Company, LLC (AST) is a full-service, tech-enabled professional services firm that helps companies and shareholders across North America maintain momentum through . not to plead or claim in any such court that any such suit or proceeding in any such court has been brought in an inconvenient forum. If such court lacks federal subject matter or these regulations, the parties hereto agree that the United States District Court for the Southern District of New York shall have the sole and exclusive jurisdiction over any such proceeding. Get the inside scoop on jobs, salaries, top office locations, and CEO insights. of the Company or AST, their respective subsidiaries and affiliated companies and the customers, clients and suppliers of any of them; (b) any scientific or technical information, design, process, procedure, formula, or improvement that is Any of these courts shall be proper venue for any such lawsuit or judicial proceeding and the parties hereto waive any objection to such venue and irrevocably and unconditionally waive and agree Found inside – Page 140I. Barry Wayne Blank , an approved person of the American Stock Exchange LLC ... with American Stock Transfer & Trust Company ( " AST " ) , a stock transfer ... Sale price. American Stock Transfer & Trust Salaries. Found inside – Page 196In the area of stock transfer regulation , the bills before you may be the ... to New York Stock Exchange issues , issues listed on the American Stock ... F ull name of the stock to be transferred. Shareholders can sign up for electronic alerts to access the annual report and proxy statement online. For shares held in a brokerage account, please contact your broker/dealer. What is the highest salary at American Stock Transfer & Trust? Found inside – Page 2007This trend raises serious problems in the stock transfer area . ... are in accord with the recent statement of the American Society of Corporate Secretaries ... seq. American Stock Transfer & Trust Company, LLC (AST) is the Transfer Agent, Dividend Paying Agent, Stock Investment Plan Administrator, and Shareholder Records Agent for FirstEnergy Corp. AST's automated telephone support services are available 24 hours per day, seven days per week. Found inside – Page 223If we decide to extend the Offer, we will inform American Stock Transfer & Trust Company, the depositary for the Offer, of that fact and will make a public ... The Company offers transfer agency, IPO counseling, proxy, and electronic transmission of data services.. You must already own one share to invest in a dividend reinvestment plan. Please contact American Stock Transfer at (866) 665-2279 to obtain the form of waiver. Found inside – Page 623... on the stock certificate or accompanying memorandum of sale that transfer ... by members of the New York Stock Exchange and the American Stock Exchange ... The parties hereto consent to and agree to submit to the jurisdiction of any of the courts specified herein and Found inside – Page 3American Stock Transfer & Trust Company previously acted as Phlo's transfer agent, but on December 12, 2002, 1/ Exchange Act Section 3(a)(25), ... Appointment as Transfer Agent. Found insideThe Commission suspension followed a trading halt by the American Stock ... certain individuals , and U.S. Stock Transfer Corporation for violating the Anti ... Save $2.50. American Stock Transfer & Trust Company, LLC provides stock transfer and employee plan services to public companies in the United States and internationally. Telephone: 1.800.463.5911 International: 1.201-680-6578 TDD: 1.888.269.5221 Enter the name of the company of stock to be transferred. 800-937-5449: Customer Service. h�bbd```b``:"W�IMɼ�v�ڃEހɗ`RL>����(���,) 2�H2�S ��. American Stock Transfer & Trust Company, LLC. 551 0 obj <>stream Stock transfer requirements; American Stock Transfer & Trust Company, LLC 1-877-864-4750 Email: info@astfinancial.com Web site: www.astfinancial.com. ), LOGAN RIDGE FINANCE CORPORATION (Ticker:LRFC), MACOM TECHNOLOGY SOLUTIONS HOLDINGS INC (Ticker:MTSI), MAIN STREET FINANCIAL SERVICES CORP (Ticker:MSWV), MANHATTAN BRIDGE CAPITAL INC (Ticker:LOAN), MASONITE INTERNATIONAL CORPORATION (Ticker:DOOR), MASTERCRAFT BOAT HOLDINGS INC (Ticker:MCFT), MATTERPORT INC CLASS A COMMON STOCK (Ticker:MTTR), MECHANICAL TECHNOLOGY INC NEW (Ticker:MKTY), MERITAGE HOSPITALITY GROUP INC NEW COM (Ticker:MHGU), MICRO FOCUS INTERNATIONAL PLC (NEW) (Ticker:MFGP), MIDWESTONE FINANCIAL GROUP INC (Ticker:MOFG), MILLER HOWARD HIGH INCOME EQUITY FUND (Ticker:HIE), MILLICOM INTERNATIONAL CELLULAR S.A. (Ticker:TIGO_), MONMOUTH REAL ESTATE INVESTMENT CORP (Ticker:MNR), MYR GROUP INC (CUSIP 3 COMBINED INTO) (Ticker:MYRG), NATIONAL CAPITAL BANCORP INC (Ticker:NACB), NATIONAL RESEARCH CORPORATION COMMON (Ticker:NRC), NATIONAL RETAIL PROPERTIES INC (Ticker:NNN), NATURAL GROCERS BY VITAMIN COTTAGE INC (Ticker:NGVC), NATURAL RESOURCES PARTNERS LP (NEW) (Ticker:NRP), NATURE'S SUNSHINE PRODUCTS INC (Ticker:NATR), NETSOL TECHNOLOGIES INC (NEW) (Ticker:NTWK), NEUBERGER BERMAN CALIFORNIA MUNICIPAL (Ticker:NBW), NEUBERGER BERMAN HIGH YIELD STRATEGIES (Ticker:NHS), NEUBERGER BERMAN MLP AND ENERGY (Ticker:NML), NEUBERGER BERMAN MUNICIPAL FUND INC (Ticker:NBH), NEUBERGER BERMAN NEW YORK MUNICIPAL FUND (Ticker:NBO), NEUBERGER BERMAN NEXT GENERATION (Ticker:NBXG), NEUBERGER BERMAN REAL ESTATE SECURITIES (Ticker:NRO), NEW AMERICA HIGH INCOME FUND INC (Ticker:HYB), NEW MOUNTAIN FINANCE CORPORATION (Ticker:NMFC), NEW RESIDENTIAL INVESTMENT CORP (NEW) (Ticker:NRZ), NEW YORK MORTGAGE TRUST INC (Ticker:NYMT), NEWTEK BUSINESS SERVICES CORP (Ticker:NEWT), NEXPOINT RESIDENTIAL TRUST INC (Ticker:NXRT), NEXPOINT STRATEGIC OPPORTUN FUND (Ticker:NHF), NORFOLK SOUTHERN CORPORATION (Ticker:NSC), NORTHWEST NATURAL HOLDING COMPANY (Ticker:NWN), OAKTREE SPECIALTY LENDING CORPORATION (Ticker:OCSL), OLLIES BARGAIN OUTLET HOLDINGS INC (Ticker:OLLI), ORBIT INTERNATIONAL CORP (NEW) (Ticker:ORBT), OSCAR HEALTH INC CLASS A COMMON (Ticker:OSCR), OUTLOOK THERAPEUTICS INC (NEW) (Ticker:OTLK), PACIFIC GREEN TECHNOLOGIES INC (Ticker:PGTK), PACIFIC PREMIER BANCORP INC (Ticker:PPBI), PATRIOT TRANSPORTATION HOLDING INC (Ticker:PATI), PENN VIRGINIA CORPORATION (NEW) (Ticker:PVAC), PENNANTPARK FLOATING RATE CAPITAL LTD (Ticker:PFLT), PENNANTPARK INVESTMENT CORPORATION (Ticker:PNNT), PEOPLES FINANCIAL SERVICES CORP (Ticker:PFIS), PERFORMANT FINANCIAL CORPORATION (Ticker:PFMT), PIMCO CALIFORNIA MUNICIPAL INCOME (Ticker:PCK), PIMCO CALIFORNIA MUNICIPAL INCOME (Ticker:PZC), PIMCO CALIFORNIA MUNICIPAL INCOME FUND (Ticker:PCQ), PIMCO CORPORATE & INCOME OPPORTUNITY (Ticker:PTY), PIMCO CORPORATE & INCOME STRATEGY FUND (Ticker:PCN), PIMCO DYNAMIC CREDIT AND MORTGAGE INCOME (Ticker:PCI), PIMCO DYNAMIC INCOME OPPORTUNITIES FUND (Ticker:PDO), PIMCO ENERGY AND TACTICAL CREDIT (Ticker:NRGX), PIMCO GLOBAL STOCKSPLUS & INCOME FUND (Ticker:PGP), PIMCO INCOME OPPORTUNITY FUND (Ticker:PKO), PIMCO INCOME STRATEGY FUND II (Ticker:PFN), PIMCO MUNICIPAL INCOME FUND II (Ticker:PML), PIMCO MUNICIPAL INCOME FUND III (Ticker:PMX), PIMCO NEW YORK MUNICIPAL INCOME FUND (Ticker:PNF), PIMCO NEW YORK MUNICIPAL INCOME FUND II (Ticker:PNI), PIMCO NEW YORK MUNICIPAL INCOME FUND III (Ticker:PYN), PIMCO STRATEGIC INCOME FUND INC (Ticker:RCS), PINPOINT RECOVERY SOLUTIONS CORP (Ticker:PPNT. Phone: 877-864-4750 For international calls: 718-921-8124 Daimler cooperates with American Stock Transfer & Trust Company as our transfer agent in the United States of America. American Stock Transfer & Trust Company, LLC (AST) is a full-service, tech-enabled professional services firm that helps companies and shareholders across North America maintain momentum through the use of secure corporate data, analytics, advisory services, and a strategic approach to every interaction. (303) 662-1112. Transfer Agent Contact If you are a registered shareholder with an inquiry concerning dividend checks, electronic deposit of dividends, dividend reinvestment, tax statements, electronic delivery, transferring ownership, address changes or lost or stolen stock certificates, contact Fifth Third Shareholder Services at American Stock Transfer: Common American Stock Transfer Issues Reported by GetHuman . AST’s liability arising out of or in Found inside – Page 11547... a comparison between our the stock - transfer tax in England . The reason is that it has not American taxes on security transactions and English taxes . Its companies and divisions, which include American Stock Transfer & Trust Company, LLC and CST Trust Company, provide comprehensive stock transfer and employee plan services to more than 8,000 . In no event shall either party have any liability for any incidental, special, statutory, indirect or consequential Relationship Manager salaries - 1 salaries reported. If a party determines an incident or data breach occurred Found inside – Page 1454The New York and American Stock Exchanges strongly supported the BASIC ... The Stock Transfer Association , the Corporate Stock Transfer Association and the ... The following is the list of Dividend Reinvestment & Direct Purchase Plans. commercially valuable and secret in the sense that its confidentiality affords the Company or AST a competitive advantage over its competitors; (c) all confidential or proprietary concepts, documentation, reports, data, specifications, computer AST offers the advisory, operations, and expertise to address a suite of needs, from flawless Transfer Agent and Registrar services to IPO and ownership advisory. AMERICAN STOCK TRANSFER & TRUST CO, LLC /TA: Conformed submission company name, business name, organization name, etc CIK: 0000005876: Company's Central Index Key (CIK). View Data as Table. (the "Company") and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Warrant Agent (as supplemented or amended, the "Warrant Agreement"), each of which is exercisable for one share of the Company's common stock, par value $0.0001 per share. Found inside – Page 147provided a lien on the debtor's stock , Section 21 pro Court , which relates ... to the corporation , for any debt , without Stock Transfer Act . The Act of ... Participants in Manulife's Dividend Reinvestment Plan should refer to their plan statement for information on selling shares or contact their local stock transfer agent. Plea se en ter al l of the i nfor mati on i n the pres ence of a notary. Multiple Ownership If shares are held in joint tenancy: Send stock certificates and a certified copy of the death certificate. Evan Tabas Vice President, Public Markets, Northeast Region at AST New York City Metropolitan Area . There is only one way to contact American Stock Transfer, shown above. endstream endobj 527 0 obj <. Found inside – Page 198Every company whose shares are traded on the New York or American Stock Exchanges or on ... but that is what it stands for. stock transfer form (STF) (UK). American Stock Transfer & Trust Company, LLC has 430 total employees across all of its locations and generates $219.18 million in sales (USD). Stock and Dividend Plans. American Stock Transfer & Trust Company (AST) can be contacted via telephone at (877) 773-6772, via email at help@astfinancial.com or website at www.astfinancial.com. If you are already a shareholder of a company with a dividend reinvestment plan and As a group, we represent over 3,000 issuers, comprised of over 750,000 shareholders worldwide. endstream endobj startxref Important Notice. There is an extra $5 convenience fee as these will be done within 2 business days. Stock & Bond Brokers Investment Securities. Found inside – Page 1066Sale of Transfer of Stock . 34. CORPORATIONS_Sale of Stock - Estoppel of Stockholder to Attack . - If a county owns a majority of the stock of a railroad ... A stock transfer agent, transfer agent, share registry or transfer agency is an entity, usually a third party firm unrelated to security transactions, that manages the change in ownership of company stock or investment fund shares, maintains a register of ownership and acts as paying agent for the payment of dividends and other distributions to investors. $85,000 / yr. Found inside – Page 170AMERICA'S PAYMENT SYSTEMS AMERICAN BANKERS ASSOC . AMERICAN BANKERS ASSOCIATION AMERICAN BANKERS ASSOCIATION AMERICAN LIFE CO AMERICAN STOCK TRANSFER ... Found inside – Page 346Co .; Bilmeria Signed by representatives of : American Stock Exchange ... York Exhibit D batang STOCK TRANSFER AssociATION , INC . , November 19 , 1971 . Mail: Transfer Agent, Registrar and Dividend Disbursing Agent Norfolk Southern Corporation c/o American Stock Transfer & Trust Company, LLC 6201 15th Ave., Brooklyn, N.Y. 11219 . %PDF-1.6 %���� receiving party may disclose Confidential Information to its directors, officers, employees, agents, subcontractors, consultants or representatives who have a need to know such information in connection with the performance of this Agreement, and The appointment of any such third party shall not relieve the applicable party to this Agreement of its responsibilities or liabilities hereunder. Found inside – Page 115CORPORATE STOCK - Transfer on Books . - A Provision that stock is transferable only on the books of the corporation does not , as between the parties ... The Registered Agent on file for this company is Corporation Service Company and is located at 2626 Glenwood Avenue, Suite 550, Raleigh, NC 27608. In addition, stock certificates should be insured for 3% of their market value which is the likely cost to replace certificates if . 800-937-5449: Customer Service. All whole shares of Viatris common stock have been issued in direct registration (book-entry) form by Viatris' transfer agent, American Stock Transfer & Trust Company, LLC ("AST"). Over 50 exquisite floral motifs: cornflowers, wild roses, buttercups, daisies, others. Apply to any surface that absorbs ink. Accent clothing, pillow covers, much more. Transfer Agent American Stock Transfer & Trust Company, LLC 6201 15th Avenue, Brooklyn, New York 11219 Phone: (877) 390-3077 E-mail: info@amstock.com Website: www.amstock.com American Stock Transfer & Trust Company, LLC (AST) is a full-service, tech-enabled professional services firm that helps companies and shareholders across North America maintain momentum through . 5105 Dtc Pkwy. limited to, any certificate, instrument, opinion, notice, letter, stock power, affidavit or other document or security; (ii) on any statement of fact contained in any such writing or instruction which AST in good faith does not believe to be For more details, and to see what shortcuts or tools we provide to get better, faster help from American Stock Transfer, tap or click the link. 4. 10X GENOMICS INC CLASS A COM (Ticker:TXG), 1ST CONSTITUTION BANCORP COMMON (Ticker:FCCY), ACRES COMMERCIAL REALTY CORP (Ticker:ACR), ADAMS DIVERSIFIED EQUITY FUND INC (Ticker:ADX), ADAMS NATURAL RESOURCES FUND INC (Ticker:PEO), AG MORTGAGE INVESTMENT TRUST INC COM (Ticker:MITT), AIR LEASE CORPORATION CLASS A COMMON (Ticker:AL), ALBERTSONS COMPANIES INC CLASS A COMMON (Ticker:ACI), ALERUS FINANCIAL CORPORATION (Ticker:ALRS), ALLIED MOTION TECHNOLOGIES INC (Ticker:AMOT), ALLISON TRANSMISSION HOLDINGS INC (Ticker:ALSN), ALPINE BANKS OF COLORADO CLASS B (Ticker:ALPIB), ALTRA INDUSTRIAL MOTION CORP (Ticker:AIMC), AMERICAN REALTY INVESTORS INC (Ticker:ARL), AMERICAN SOFTWARE INC CLASS A COMMON (Ticker:AMSWA), AMERICAN WATER WORKS COMPANY INC (Ticker:AWK), APOLLO INVESTMENT CORPORATION (NEW) (Ticker:AINV), APOLLO SENIOR FLOATING RATE FUND (Ticker:AFT), APPLE HOSPITALITY REIT (NEW) (Ticker:APLE), ARCADIA BIOSCIENCES INC (NEW) (Ticker:RKDA), ARES MANAGEMENT CORPORATION CLASS A COM (Ticker:ARES), ARGO GROUP INTERNATIONAL HOLDINGS LTD (Ticker:ARGO), ARLINGTON ASSET INVESTMENT CORP CL A NEW (Ticker:AAIC), ARROW FINANCIAL CORPORATION (Ticker:AROW), ATLANTICUS HOLDINGS CORPORATION (Ticker:ATLC), AXOVANT GENE THERAPIES LTD COMMON (OLD) (Ticker:AXON), BARRETT BUSINESS SERVICES INC (Ticker:BBSI), BBX CAPITAL CORPORATION CLASS A (Ticker:BBX), BIGCOMMERCE HOLDINGS INC SERIES 1 COM (Ticker:BIGC), BIO-PATH HOLDINGS INC COMMON (OLD OLD) (Ticker:BPTH), BITWISE 10 CRYPTO INDEX FUND (Ticker:BITW), BK TECHNOLOGIES CORPORATION (Ticker:BKTI), BLACK STONE MINERALS LP - COMMON UNITS (Ticker:BSM), BLACKSTONE MORTGAGE TRUST INC CL A COM (Ticker:BXMT), BLONDER TONGUE LABORATORIES INC (Ticker:BDR), BRIDGELINE DIGITAL INC (OLD OLD) (Ticker:BLIN), BRIGHAM MINERALS INC CLASS A COMMON (Ticker:MNRL), BROADMARK REALTY CAPITAL INC (Ticker:BRMK), BROOKFIELD GLOBAL LISTED INFRASTRUCTURE (Ticker:INF), BROOKFIELD REAL ASSETS INCOME FUND INC (Ticker:RA), BURKE & HERBERT BANK & TRUST COMPANY (Ticker:BHRB), CALVIN B TAYLOR BANKSHARES INC (Ticker:TYCB), CAMDEN PROPERTY TRUST COMMON SHARES (Ticker:CPT), CAPITAL CITY BANK GROUP INC (Ticker:CCBG), CAPITAL PROPERTIES INC CLASS A (Ticker:CPTP), CAPITAL SOUTHWEST CORPORATION (Ticker:CSWC), CAPITOL FEDERAL FINANCIAL INC (Ticker:CFFN), CAPSTAR FINANCIAL HOLDINGS INC COMMON (Ticker:CSTR), CARPENTER TECHNOLOGY CORPORATION (Ticker:CRS), CARROLS RESTAURANT GROUP INC (Ticker:TAST), CAS MEDICAL SYSTEMS INC NEW (Ticker:CASM), CATO CORPORATION CLASS A COMMON (Ticker:CATO), CENTER COAST BROOKFIELD MLP & ENERGY (Ticker:CEN), CENTRIC FINANCIAL CORPORATION (Ticker:CFCX), CHEMUNG FINANCIAL CORPORATION (Ticker:CHMG), CHINA LIFE INSURANCE COMPANY LTD (Ticker:LFC), CITBA FINANCIAL CORPORATION (Ticker:CBAF), CITIZENS & NORTHERN CORPORATION (Ticker:CZNC), CIVISTA BANCSHARES INC - 1/40TH (Ticker:CIVBP), CIVISTA BANCSHARES INC - COMMON (Ticker:CIVB), CNB FINANCIAL CORPORATION COMMON (Ticker:CCNE), COLUMBUS MCKINNON CORPORATION (Ticker:CMCO), COMMUNITY BANCORP OF SANTA MARIA (Ticker:CYSM), COMMUNITY HEALTHCARE TRUST INCORPORATED (Ticker:CHCT), COMMUNITY HERITAGE FINANCIAL INC (Ticker:CMHF), COMPUTER PROGRAMS AND SYSTEMS INC (Ticker:CPSI), COMSTOCK RESOURCES INC (NEW) (Ticker:CRK), COMTECH TELECOMMUNICATIONS CORP.(NEW) (Ticker:CMTL), CONATUS PHARMACEUTICALS INC (Ticker:CNAT), CONTEXTLOGIC INC (D/B/A-WISH-) CLASS A (Ticker:WISH), CORE MOLDING TECHNOLOGIES NEW (Ticker:CMT), CORNERSTONE STRATEGIC VALUE FUND INC (Ticker:CLM), CORNERSTONE TOTAL RETURN FUND INC NEW (Ticker:CRF), COUSINS PROPERTIES INCORPORATED (NEW) (Ticker:CUZ), CRACKER BARREL OLD COUNTRY STORE INC (Ticker:CBRL), CRESTWOOD EQUITY PARTNERS LP (Ticker:CEQP), CROSSROADS SYSTEMS INC (NEW) (Ticker:CRDS), DELL TECHNOLOGIES INC CLASS C (Ticker:DELL), DENMARK BANCSHARES INC CLASS A (Ticker:DMKBA), DENMARK BANCSHARES INC CLASS B (Ticker:DMKBB), DIAMONDROCK HOSPITALITY COMPANY (Ticker:DRH), DICERNA PHARMACEUTICALS INC (Ticker:DRNA), DIGITALBRIDGE GROUP INC CLASS A COMMON (Ticker:DBRG), DIVIDEND AND INCOME FUND (NEW) (Ticker:DNIF), DOUBLEVERIFY HOLDINGS INC (NEW) (Ticker:DV), EAGLE CAPITAL GROWTH FUND INC (Ticker:GRF), EAGLE FINANCIAL SERVICES INC (Ticker:EFSI), EAGLE GROWTH & INCOME OPPORTUNITIES FUND (Ticker:EGIF), EAGLE POINT CREDIT COMPANY INC (Ticker:ECC), EAGLE POINT INCOME COMPANY INC (Ticker:EIC), EATON VANCE FLOATING RATE 2022 TARGET (Ticker:EFL), EATON VANCE MUNICIPAL INCOME 2028 (Ticker:ETX), EATON VANCE MUNICIPAL INCOME TRUST (Ticker:EVN), EATON VANCE RISK-MANAGED DIVERSIFIED (Ticker:ETJ), EATON VANCE SENIOR FLOATING RATE TRUST (Ticker:EFR), EATON VANCE TAX MANAGED BUY WRITE (Ticker:EXD), EATON VANCE TAX-MANAGED GLOBAL (Ticker:EXG), ELLSWORTH GROWTH AND INCOME FUND LTD (Ticker:ECF), EMCLAIRE FINANCIAL CORP COM (Ticker:EMCF), EMMIS COMMUNICATIONS CORPORATION CLASS A (Ticker:EMMS), EMPIRE STATE REALTY TRUST INC CL A COM (Ticker:ESRT), ENLINK MIDSTREAM PARTNERS LP (Ticker:ENLK), EQUITRANS MIDSTREAM CORPORATION (Ticker:ETRN), EQUITY LIFESTYLE PROPERTIES INC (Ticker:ELS), EURO TECH HLDNGS COMPANY LIMITED NEW (Ticker:CLWT), EXTRACTION OIL & GAS INC COM (NEW) (Ticker:XOG), FAIRMOUNT SANTROL HOLDINGS INC (Ticker:FMSA), FARMERS & MERCHANTS BANCSHARES INC (Ticker:FMFG), FEDERAL REALTY INVESTMENT TRUST (Ticker:FRT), FIDUS INVESTMENT CORPORATION (Ticker:FDUS), FIESTA RESTAURANT GROUP INC (Ticker:FRGI), FIRST BANKERS TRUSTSHARES INC (Ticker:FBTT), FIRST EAGLE ALTERNATIVE CAPITAL BDC INC (Ticker:FCRD), FIRST EAGLE SENIOR LOAN FUND (Ticker:FSLF), FIRST FINANCIAL CORPORATION (Ticker:THFF), FIRST INTERSTATE BANCSYSTEM INC CL A (Ticker:FIBK), FORTRESS TRANS-INFRAS INV LLC (Ticker:FTAI), FRANKLIN LIMITED DURATION INCOME TRUST (Ticker:FTF), FTS INTERNATIONAL INC CLASS A (Ticker:FTSI), FULL CIRCLE CAPITAL CORPORATION (Ticker:FULL), FUWEI FILMS (HOLDINGS) CO LTD NEW (Ticker:FFHL), GAMCO GLOBAL GOLD NATURAL RESOURCES (Ticker:GGN), GAMCO NATURAL RESOURCES GOLD & INCOME (Ticker:GNT), GENERAL AMERICAN INVESTORS COMPANY INC (Ticker:GAM), GIGA-TRONICS INCORPORATED (NEW) (Ticker:GIGAD), GREENVILLE FEDERAL FINANCIAL CORP (Ticker:GVFF), GULF COAST ULTRA DEEP ROYALTY TRUST (Ticker:GULTU), HAMILTON LANE INCORPORATED - CL A COMMON (Ticker:HLNE), HANCOCK WHITNEY CORPORATION COMMON (Ticker:HWC), HANMI FINANCIAL CORPORATION (Ticker:HAFC), HAWAIIAN HOLDINGS INC (DOMESTIC) (Ticker:HA), HEALTHCARE SERVICES GROUP INC (Ticker:HCSG), HERSHA HOSPITALITY TRUST CL A COM (NEW) (Ticker:HT), HERZFELD CARIBBEAN BASIN FUND INC (Ticker:CUBA), HIGHLAND GLOBAL ALLOCATION FUND (Ticker:HGLB), HOOKER FURNITURE CORPORATION (Ticker:HOFT), HORACE MANN EDUCATORS CORP DIRECTORS (Ticker:HMN), HORACE MANN EDUCATORS CORPORATION (Ticker:HMN), INCOME OPPORTUNITY REALTY INVESTORS-NEW (Ticker:IOR), INFINITY PHARMACEUTICALS INC (Ticker:INFI), INT'L CONSOLIDATED AIRLINES GROUP S.A. (Ticker:ICAGY), INTEGRATED FINANCIAL HOLDINGS INC (Ticker:IFHI), INTERNATIONAL BALER CORPORATION (Ticker:IBAL.